BOSTON–(BUSINESS WIRE)–The SPDR® Exchange Traded Fund (ETF) listed in the table
below, announced today that the Fund received a payment as an authorized
claimant from a class action settlement related to MF Global Holdings
Ltd. securities litigation.
The total payment to be received by the Fund is listed below. When the
Fund calculates its net asset value (“NAV”) per share on Wednesday,
January 9, 2019, it is estimated that the Fund’s NAV will be impacted by
the amount stated below based on shares outstanding as of January 7,
|SPDR S&P Capital Markets ETF (KCE)||$61,746||850,000||$0.0726|
About SPDR Exchange Traded Funds
SPDR ETFs are a comprehensive family spanning an array of international
and domestic asset classes. SPDR ETFs are managed by SSGA Funds
Management, Inc., a registered investment adviser and wholly owned
subsidiary of State Street Corporation. The funds provide investors with
the flexibility to select investments that are precisely aligned to
their investment strategy. Recognized as an industry pioneer, State
Street created the first US listed ETF in 1993 (SPDR S&P 500®
– Ticker SPY) and has remained on the forefront of responsible
innovation, as evidenced by the introduction of many ground-breaking
products, including first-to-market launches with gold, international
real estate, international fixed income, and sector ETFs. For more
information, visit www.spdrs.com.
About State Street Global Advisors
For nearly four decades, State Street Global Advisors has been committed
to helping financial professionals and those who rely on them achieve
their investment objectives. We partner with institutions and financial
professionals to help them reach their goals through a rigorous,
research-driven process spanning both active and index disciplines. We
take pride in working closely with our clients to develop precise
investment strategies, including our pioneering family of SPDR ETFs.
With trillions* in assets under management, our scale and global
footprint provide unrivaled access to markets and asset classes, and
allow us to deliver expert insights and investment solutions.
State Street Global Advisors is the investment management arm of State
*Assets under management were $2.81 trillion as of September 30,
2018. AUM reflects approx. $28 billion (as of September 30, 2018) with
respect to which State Street Global Advisors Funds Distributors, LLC
(SSGA FD) serves as marketing agent; SSGA FD and State Street Global
Advisors are affiliated. Please note that AUM totals are unaudited.
Important Risk Information
Investing involves risk including the risk of loss of principal.
In general, ETFs can be expected to move up or down in value with the
value of the applicable index. Although ETF shares may be bought and
sold on the exchange through any brokerage account, ETF shares are not
individually redeemable from the Fund.
ETFs trade like stocks, are subject to investment risk, fluctuate
in market value and may trade at prices above or below the ETFs net
asset value. Brokerage commissions and ETF expenses will reduce returns.
Standard & Poor’s®, S&P® and SPDR®
are registered trademarks of Standard & Poor’s Financial Services LLC
(S&P); Dow Jones is a registered trademark of Dow Jones Trademark
Holdings LLC (Dow Jones); and these trademarks have been licensed for
use by S&P Dow Jones Indices LLC (SPDJI) and sublicensed for certain
purposes by State Street Corporation. State Street Corporation’s
financial products are not sponsored, endorsed, sold or promoted by
SPDJI, Dow Jones, S&P, their respective affiliates and third party
licensors and none of such parties make any representation regarding the
advisability of investing in such product(s) nor do they have any
liability in relation thereto, including for any errors, omissions, or
interruptions of any index.
Distributor: State Street Global Advisors Funds Distributors,
LLC, member FINRA, SIPC. ALPS Distributors, Inc., member FINRA
(distributor for SPY, a unit investment trust). ALPS Distributors, Inc.
is not affiliated with State Street Global Advisors Funds Distributors,
Before investing, consider the funds’ investment objectives, risks,
charges and expenses. To obtain a prospectus or summary prospectus which
contains this and other information, call 866.787.2257 or visit
spdrs.com and respective fund’s website. Read it carefully.
State Street Global Advisors, One Iron Street, Boston, MA 02110
Australia: State Street Global Advisors, Australia, Limited (ABN 42 003
914 225) is the holder of an Australian Financial Services License (AFSL
Registered office: Level 17, 420 George Street,
Sydney, NSW 2000, Australia Telephone: +612 9240-7600 Facsimile: +612
Abu Dhabi: State Street Global Advisors Limited, Middle East Branch,
42801, 28, Al Khatem Tower, Abu Dhabi Global Market Square, Al Mayah
Island, Abu Dhabi, United Arab Emirates. Regulated by ADGM Financial
Services Regulatory Authority. Telephone: +971 2 245 9000
Belgium: State Street Global Advisors Belgium, Chaussée de La Hulpe 120,
1000 Brussels, Belgium. Telephone: 32 2 663 2036, Facsimile: 32 2 672
2077. SSGA Belgium is a branch office of State Street Global Advisors
Limited. State Street Global Advisors Limited is authorised and
regulated by the Financial Conduct Authority in the United Kingdom.
Canada: State Street Global Advisors, Ltd., 770 Sherbrooke Street West,
Suite 1200 Montreal, Quebec, H3A 1G1, T: +514 282 2400 and 30 Adelaide
Street East Suite 500, Toronto, Ontario M5C 3G6. T: +647 775 5900.
Dubai: State Street Global Advisors Limited, DIFC Branch, Central Park
Towers, Suite 15-38 (15th floor), P.O Box 26838, Dubai International
Financial Centre (DIFC), Dubai, United Arab Emirates. Regulated by the
Dubai Financial Services Authority (DFSA). Telephone: +971 (0)4-4372800,
Facsimile: +971 (0)4-4372818.
France: State Street Global Advisors Ireland Limited, Paris branch is a
branch of State Street Global Advisors Ireland Limited, registered in
Ireland with company number 145221, authorized and regulated by the
Central Bank of Ireland, and whose registered office is at 78 Sir John
Rogerson’s Quay, Dublin 2. State Street Global Advisors Ireland Limited,
Paris Branch, is registered in France with company number RCS Nanterre
832 734 602 and whose office is at Immeuble Défense Plaza, 23-25 rue
Delarivière-Lefoullon, 92064 Paris La Défense Cedex, France. T: (+33) 1
44 45 40 00. F: (+33) 1 44 45 41 92.
Germany: State Street Global Advisors GmbH, Brienner Strasse 59, D-80333
Munich. Authorized and regulated by the Bundesanstalt für
Finanzdienstleistungsaufsicht (“BaFin”). Registered with the Register of
Commerce Munich HRB 121381. Telephone +49 (0)89-55878-400. Facsimile +49
Hong Kong: State Street Global Advisors Asia Limited, 68/F, Two
International Finance Centre, 8 Finance Street, Central, Hong Kong
Telephone: +852 2103-0288 Facsimile: +852 2103-0200
Japan: State Street Global Advisors (Japan) Co., Ltd., Toranomon Hills
Mori Tower 25F 1-23-1 Toranomon, Minato-ku, Tokyo 105-6325 Japan,
Telephone +81-3-4530-7380 Financial Instruments Business Operator, Kanto
Local Financial Bureau (Kinsho #345) , Membership: Japan Investment
Advisers Association, The Investment Trust Association, Japan, Japan
Securities Dealers’ Association
Ireland: State Street Global Advisors Ireland Limited is regulated by
the Central Bank of Ireland. Registered office address 78 Sir John
Rogerson’s Quay, Dublin 2. Registered number 145221. T: +353 (0)1 776
3000. Fax: +353 (0)1 776 3300. Web: ssga.com.
Italy: State Street Global Advisors Limited, Milan Branch (Sede
Secondaria di Milano) is a branch of State Street Global Advisors
Limited, a company registered in the UK, authorized and regulated by the
Financial Conduct Authority (FCA ), with a capital of GBP 62,350,000,
and whose registered office is at 20 Churchill Place, London E14 5HJ.
State Street Global Advisors Limited, Milan Branch (Sede Secondaria di
Milano), is registered in Italy with company number 06353340968 – R.E.A.
1887090 and VAT number 06353340968 and whose office is at Via dei Bossi,
4 – 20121 Milano, Italy • Telephone: 39 02 32066 100 • Facsimile: 39 02
Netherlands: State Street Global Advisors Netherlands, Apollo Building,
7th floor Herikerbergweg 29 1101 CN Amsterdam, Netherlands. Telephone:
31 207181701. SSGA Netherlands is a branch office of State Street Global
Advisors Limited. State Street Global Advisors Limited is authorized and
regulated by the Financial Conduct Authority in the United Kingdom
Singapore: State Street Global Advisors Singapore Limited, 168, Robinson
Road, #33-01 Capital Tower, Singapore 068912 (Company Reg. No:
200002719D, regulated by the Monetary Authority of Singapore) •
Telephone: +65 6826-7555 • Facsimile: +65 6826-7501 • Web: www.SSGA.com
Switzerland: State Street Global Advisors AG, Beethovenstr. 19, CH-8027
Zurich. Authorized and regulated by the Eidgenössische
Finanzmarktaufsicht (“FINMA”). Registered with the Register of Commerce
Zurich CHE-105.078.458. Telephone +41 (0)44 245 70 00. Facsimile Fax:
+41 (0)44 245 70 16. www.ssga.com
United Kingdom: State Street Global Advisors Limited. Authorized and
regulated by the Financial Conduct Authority. Registered in England.
Registered No. 2509928. VAT No. 5776591 81. Registered office: 20
Churchill Place, Canary Wharf, London, E14 5HJ. Telephone: 020 3395
6000. Facsimile: 020 3395 6350.
© 2019 State Street Corporation – All Rights Reserved
Not FDIC Insured –No Bank Guarantee – May Lose Value